Financial Planning Practices Wanted and For Sale.

Financial Planning Practices for Sale

Articles About Selling or Buying a Financial Advisory Practice
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After paying $25 (click the link to pay), send an e-mail to post your desire to buy a financial planning or investment advisory practice here

There's several sites about this (how to value a practice, what to do, industry trends and statistics, financial ratios, salary surveys, etc.), but there's no actual list you can get to without paying, becoming a "member" of something, logging in (which is just a way to get you to give up your e-mail address so it can be sold to spammers), or having to muddle through several annoying barriers.

List your advisory practice for sale or buy one.

It's free to list saying you want to sell a practice.

We're listing anyone wanting to sell a financial planning or investment management practice here (not law, anything to do with debt / credit / loans, accounting, real estate, etc.).

People usually don't do that because they're afraid their clients will see it and bail. So you can list without putting your name or firm name if you want to - just your phone number is all that's needed.

All you need to do is ask (and/or pay) and your blurb will just be pasted in here like the rest (typos and all - we don't post e-mail addresses because of spam, and all text not pertaining to buying or selling a practice will be deleted - for example, your desire to recruit new reps).

We're don't screen anyone, ask no questions, nor have any requirements for listing. We are not recommending you do, buy, nor sell, anything here. So we are NOT responsible for anything that goes wrong! It's the Wild Wild West, so you are totally on your own.

We don't do anything here but copy and paste what people e-mail to us. So if you're interested in something, then contact the people that posted directly.

Your listing will remain up until you say you want it removed.

You can make changes to it anytime just by sending e-mail.

We also have a financial planning practice valuation calculator here on the TVM Financial Tools product.

_______________________________

These folks said they're interested in buying financial planning practices in all 50 states:

Would you like to transition or sell your financial planning business to a independent, family of advisors that will care as much about your clients as you do? We are a independent financial planning firm with over 27 years of experience in helping our clients achieve their financial and personal goals. We’d like to work with you in achieving your goal of transitioning your business while continuing to caring for your clients. We are willing to talk to anyone in all 50 states. Please call or go to our website. Randal Lishka, CFP Anthony Lishka Financial Advisor LISHKA FINANCIAL Securities offered through Crown Capital Securities, L.P. Member Finra/SIPC 8383 NE Sandy Blvd., Ste 420 Portland, OR 97220 Phone: (503)253-4299 ext 2

I am open to purchasing a practice in all states in the continental U.S.
Richard Mutchler, Senior Partner
McCulloch & Mutchler Wealth Management, LLC.
330 Pine Street, Suite 202 (570) 601-6802

SEC RIA firm approved for fee sharing with third-party investment advisors is looking to joint venture with a mature RIA firm that wants to expand its presence nationwide. SEC RIA firm owns Employee Benefits Equity Compensation Services provider firm with over 200 corporate clients with active Employee Stock Option Plans, over 1,300 high net worth individuals and a potential for 850MM+ AUM. Joint venture partner will be asked to make a capital contribution or a subordinate loan to the affiliated broker-dealer in the amount of $250,000 with 2 year lock in period, subject to regulatory approval. Please contact us (call or text) at 1-917-310-3507 for further details. All communications will be held in strict confidence.

Alabama

Arkansas

Mike, please post on me on your list of Advisors' in the market to purchase
A practice in Southern Missouri, Northern Arkansas, Denver or the Tampa/St. Pete area of Florida. Thanks, Bill
William A. Lane
Financial Consultant, on Sabbatical
The Integrity Financial Group, Inc.
14421 Perry Street
Overland Park, Kansas 66221
Cell- 913-530-8756

Arizona

400M$ AUM Firm looking to acquire practices in Arizona, Michigan and California. Will consider any size firm.
Mark Brown, Registered Representative Office 800 227-3861 Mobile 480 283-3944

Looking to purchase or joint venture on financial planning practice in Southwest (AZ, NM, CA) and Midwest-WI,IL). We have Attorneys, CPAs and CFPs in our group in respective offices in midwest and AZ. Also looking for experienced Reps looking to affiliate/partner. Contact Ryan Zenk in confidence at 262 745-9522 or 866-865-3306. W. Ryan Zenk, CFP ® Family Wealth Advisors, LLC 6900 E Camelback Road, A 39 Scottsdale, AZ 85251 Phone: (480) 969-5667 Fax: (480) 969-0079

California

400M$ AUM Firm looking to acquire practices in Arizona, Michigan and California. Will consider any size firm.
Mark Brown, Registered Representative Office 800 227-3861 Mobile 480 283-3944

We are Looking to Buy a Practice!
We are a long time (30yr) RIA in southern California looking to expand our business again.
Sold most of our existing practice 5 years ago.
We are looking for an RIA practice or a practice to convert to fee-only in southern California. We will consider smaller firms as well, $5 to $25 million of assets and up to $50 million AUM .
Please contact John at (661) 586-8549 or (949) 481-2352

Fee and commission based financial practice for sale in the San Diego area. 14mm in assets 2011 gross commissions and fees $262,000 ser 7 63 insurance. mostly fees and commissions from stocks bonds mutual funds. Prefer someone who can take over the existing business without having to transfer accounts. 877-812-7710 for serious inquiries only.

I am interested in purchasing investment advisory/RIA practices in the Orange County, CA area. I'm willing to work side-by-side with the an advisor transitioning out of the business
Guertin Capital Mgmt
Phil Guertin
(949) 378-2713

Colorado

We open to speaking with sellers of financial planning/RIA practices. Our firm is based in the Boulder/Denver metro area but would consider adding practices in almost any location, with particular interest in Colorado and Illinois.
Matthew Kelley, Gold Medal Waters, Inc. 4845 Pearl East Circle, Suite 101 Boulder, CO 80301 720.887.1299

Connecticut

Would you like to transition or sell your financial planning business to a small company that will care as much about your clients as you do?
We are a financial planning firm with over 18 years of experience in helping our clients achieve their financial and personal goals.
We’d like to work with you in achieving your goal of transitioning your business while continuing to caring for your clients.
If you are in the NY city Metro area – specifically Westchester, NY, Fairfield, CT or Bergen, NJ, please call Joe Manno at 914-299-9302

Delaware

Florida

We are an Independent Ameriprise Financial Planning firm with over 20 years of experience in the Tampa Bay Area of Florida. We’d like to work with you in achieving your goal - whether you would like to become a partner with full succession planning, transition out of the business or sell your practice.
Sam Kalig, ChFC
Ameriprise Financial
1410 N. Westshore Blvd., Suite 101
Tampa, FL 33607
(813) 375-9235

We're interesting in buying practices in all of Florida. Please call Peter Anderson at (954) 205-5009 2732 NE 33rd St Fort Lauderdale, FL 33306

Georgia

Please post our desire to purchase a practice in the Northern Florida or Southern Georgia area.
Thanks, Jon.
Jonathan N. Castle, CFP, ChFC
Managing Partner and Chief Investment Officer
PARAGON Wealth Strategies, LLC
10245 Centurion Pkwy N Ste 105
Jacksonville, FL 32256
904-861-0093

Idaho

I am open to all states in the continental US.
Asim I. Awan
Chief Financial Officer
Hurst Consulting, LLC
1101 Walnut Street
Suite 203
Kansas City, MO 64106
http://www.becausematters.com
P: 816-585-1517

Illinois

Are you looking to potentially team up or sell your advisory practice? Rest assured, that no one will care more or work harder. Let's talk and see if there might be a match. Searching primarily in Northern Illinois or Southern Wisconsin area. Timothy Oman, CRPC Wells Fargo Advisors, LLC 2424 Lake Shore Drive Woodstock, IL 60098 847-217-7034

Looking to purchase a firm of any size up to $50MM in AUM in the greater Chicago area. Prefer focus on fee-based rather than brokerage.
LPL advisor, but open to any independent platform. Let’s talk soon. Edward (847) 387-1554 p

Indiana

Iowa

Kansas

We are always interested in speaking with financial planners/RIA/investment managers looking to sell their practice. We are currently based in Dallas, TX. We are interested in purchasing practices in Texas, Oklahoma, Louisiana, New Mexico, Kansas, Missouri and Arizona.
Scott Wisniewski
Co-Founder & Private Client Wealth Manager
-----
Arianna Capital Management
A Registered Investment Advisor
-----
Phone 972.965.8261

Louisiana

Andrew R. Fallo, Financial Advisor Ameriprise Financial Services, Inc.
I am interested in purchasing all or a portion of a practice in Louisiana, Mississippi, Alabama, or Northwest Florida.
2424 Edenborn Ave., Suite 170 Metairie, LA 70001 Office: 504-889-1704 or Mobile: 504-628-5705 Fax: 504-910-8047

Maryland

Massachusetts

Please post our desire to purchase a practice in the Massachusetts & Rhode Island.
Thanks, Brian.
Brian P. McCarren, CFP, JD
Senior VP Wealth Management
Janney Montgomery Scott LLC
60 State Street, 35th Floor
Boston, MA 02109
800-624-1460

Maine

Michigan

400M$ AUM Firm looking to acquire practices in Arizona, Michigan and California. Will consider any size firm.
Mark Brown, Registered Representative Office 800 227-3861 Mobile 480 283-3944

I am interested in purchasing entire financial planning practices, or partial book offerings as well, in the State of Michigan.
Steven J. Case, CFP
Financial Indepencence LLC
3883 Telegraph Rd #203
Bloomfield Hills MI 48302
(248) 594-8114

Minnesota

I would like the opportunity to purchase a practice in the Twin Cities Metro area.
Patrick O'Leary, CRPC Financial Advisor, Chartered Retirement Planning Counselor
Bane O'Leary Financial Group
7701 France Ave South, Suite 660
Edina, MN 55435
Office: 952-831-0993|Fax: 952-831-3309

Mississippi

Andrew R. Fallo, Financial Advisor Ameriprise Financial Services, Inc.
I am interested in purchasing all or a portion of a practice in Louisiana, Mississippi, Alabama, or Northwest Florida.
2424 Edenborn Ave., Suite 170 Metairie, LA 70001 Office: 504-889-1704 or Mobile: 504-628-5705 Fax: 504-910-8047

Missouri

We are always interested in speaking with financial planners/RIA/investment managers looking to sell their practice. We are currently based in Dallas, TX. We are interested in purchasing practices in Texas, Oklahoma, Louisiana, New Mexico, Kansas, Missouri and Arizona.
Scott Wisniewski
Co-Founder & Private Client Wealth Manager
-----
Arianna Capital Management
A Registered Investment Advisor
-----
Phone 972.965.8261

Montana

Nebraska

New Hampshire

Please add me to your list of Advisors in the market to purchase an Investment or Financial Planning practice in the state of NH.
Hurst & DeGraffenried Wealth Management
Attn: William Hurst
360 Route 101, Suite 12-B
Bedford, NH 03110
(603) 471 - 3560

New Jersey

Please post my desire to purchase a practice in the following states, DE, MD, PA, NJ, NY. My zip code is 19803 and anything with in 2 hours is ok. Thank, Robert A. Gildea, CRPC. Thanks for your business and continued referrals. Robert A. Gildea III CRPC® Financial Advisor | Chartered Retirement Planning Counselor
Duffie & Associates, a franchise advisory practice of Ameriprise Financial Services, Inc.
1521 W. Concord Pike, Suite 203 | Wilmington, DE 19803
Office: 302-656-7773 ext. 25 | Fax: 302-656-8467
Toll Free 866-543-2122 ext. 25

New Mexico

We are always interested in speaking with financial planners/RIA/investment managers looking to sell their practice. We are currently based in Dallas, TX. We are interested in purchasing practices in Texas, Oklahoma, Louisiana, New Mexico, Kansas, Missouri and Arizona.
Scott Wisniewski
Co-Founder & Private Client Wealth Manager
-----
Arianna Capital Management
A Registered Investment Advisor
-----
Phone 972.965.8261

New York

I am interested in either the purchase or a merger / partnership with an RIA
Practice or Reg. Rep Book of Business in the NY Metro area.
James P. McCauley, Jr.
Income & Asset Advisory, Inc.
80 Business Park Dr. #304
Armonk, N.Y. 10504
914-273-6800

Nevada

North Carolina

My partner and I are interested in purchasing a practice in Western
North Carolina. Nick Sherrod, Associate Director-Investments
Oppenheimer & Co. 200 College St. 4th Floor Asheville,NC 28801. (828)337-8085

North Dakota

Ohio

I am looking to purchase all or part of financial advisory practices throughout the Central Ohio region.
Allan P. Covert, CRPC
Financial Advisor
Advisory & Brokerage Services
UBS Financial Services Inc.
180 Market St., Suite 200
New Albany, OH 43054
Direct: 614.855.8781
Toll Free: 866.284.1930

Oklahoma

We are always interested in speaking with financial planners/RIA/investment managers looking to sell their practice. We are currently based in Dallas, TX. We are interested in purchasing practices in Texas, Oklahoma, Louisiana, New Mexico, Kansas, Missouri and Arizona.
Scott Wisniewski
Co-Founder & Private Client Wealth Manager
-----
Arianna Capital Management
A Registered Investment Advisor
-----
Phone 972.965.8261

Oregon

SkyOak Wealth Management - Our priority is mitigating risk through our active disciplined investment management which is the key to our portfolio returns and preservation of capital.
Jennifer Davis, CFP 1237 N Riverside Avenue Suite 25 Medford OR 97501 541-779-4446

Pennsylvania

Looking to purchase financial planning and insurance practices in Central and Eastern Pennsylvania.
Michael R. Miley, CRPC at Ameriprise Financial Services, provides a full range of comprehensive financial planning services, investment advisory, estate planning and wealth management, group benefits and specializing in retirement planning, income and benefit needs
180 Good Drive Suite #1, Lancaster, PA 17603 (717) 392-3605

I am looking to buy a practice either in Ohio or Pa. Thanks Pete
Peter F Butler
Financial Advisor
Ameriprise Financial
The Partners Group
A financial advisory practice of
Ameriprise Financial Services, Inc.
5005 Rockside Rd Suite 230 | Independence OH 44131
Office: 216-447-0900 | Fax: 216-447-0999
Cell : 440-668-4083 ameriprise.com

Rhode Island

Please post our desire to purchase a practice in the Massachusetts & Rhode Island.
Thanks, Brian.
Brian P. McCarren, CFP, JD
Senior VP Wealth Management
Janney Montgomery Scott LLC
60 State Street, 35th Floor
Boston, MA 02109
800-624-1460

South Carolina

We are always interested in talking with sellers of financial planning/RIA practices. We are currently based in the Minneapolis/St. Paul metro area but would consider adding practices in almost any location, with particular interest in Florida, Colorado and South Carolina.
G.L. "Biff" Robillard III
Bannerstone Capital Management, LLC
18258 Minnetonka Blvd. Suite 105
Deephaven, Minnesota 55391
952-249-8888 612-201-7055 cell

South Dakota

Tennessee

Please post me on your list of Advisors' in the market to purchase an investment advisory/financial planning
practice in: Jackson, TN
Randy Wallace, CPA/PFS, LPL Financial Planner
Wallace Wealth Management
250 North Parkway, Suite 27
Jackson, TN 38305
731-664-0996

Texas

We are looking to by a book of business between $ 20,000,000 and $100,000,000 AUM. Dallas/ Fort Worth area only. Seller is expected to stay on for at least six months to help with transition. We are NOT interested in insurance agencies or practices with exceptionally high annuity sales.
Michael Vatter, President - Center Pointe Wealth Management
Work (817)-704-6400 Mobile (469)-658-2078 1010 North Center Street Arlington, Texas 76011

Utah

We are looking to purchase financial planning practices in Utah. We are also looking for experienced Reps looking to affiliate/partner under LPL. Contact Darren Boyer at 801 621-0094204 25th Street, Ogden, Utah 84401

Vermont

Virginia

Looking to buy full or partial financial Planning practice in Virginia, Washington DC, Maryland
David D. Kassir, AAMS, CMFC
President / Principal
Manna Capital Management, since 1962
Office: 703 533 0080
Fax: 703 241 8653

Washington, DC

Mark H. Woodward, CRPC®, Woodward & Associates, a financial planning practice of Ameriprise Financial
Looking to buy full or partial financial Planning practice in Northern Virginia
Maryland District of Columbia within 70 miles of 22182
Houston, TX
Nashville, TN
Business Financial Advisor, Ameriprise Financial
8045 Leesburg Pike
Suite 500
Vienna, VA 22182
703-902-8916

Washington State

I am interested in talking to advisors who are wishing to retire or sell their financial practice in the greater Puget Sound area, Washington State.
Rhonda P. Hauter, Financial Advisor / Branch Manager Ameriprise Financial
Ameriprise Financial Services, Inc
.
302 Sth. 9th, Ste 103
Tacoma, WA, 98402
Tel: 253-752-0230 Tel: 1-800-251-0033
Fax: 253-752-2854

West Virginia

My partner and I are interested in buying or merging with any practices in the state of West Virginia.
We currently have locations in Charleston, Huntington, Nitro and Parkersburg areas
Please contact us at:
Passero Adams Inc
725 1st Avenue South
Nitro, WV 25143
304-727-3038
800-425-7976
Ask for Andrew Skidmore COO

Wisconsin

Looking to purchase a financial advisory practice -- desire primarily investment advisory/RIA but would also consider a practice with a mix of packaged products (VA, VUL, mutual funds). Wisconsin - greater Milwaukee area including north to West Bend/Jackson/Germantown.
Please contact: Guy Russ Cell: 715-297-1106

Wyoming

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